Regulatory filings and compliance search
SEC filings, regulations, and audited sources for finance & legaltech.
For
Fintech, regtech, legaltech — products where the answer must be sourced from a regulator or filing, not from a blog post or Reddit thread.
Recommended config
Start with this shape.
Working code
Paste, run, ship.
import os, requests, anthropic
claude = anthropic.Anthropic()
HEADERS = {"Authorization": f"Bearer {os.environ['SIFTQ_API_KEY']}"}
def find_filings(query: str, k: int = 5) -> list[dict]:
r = requests.post(
"https://api.siftq.com/v1/search",
headers=HEADERS,
json={
"q": query,
"scope": "document",
"size": str(k),
"includeRawContent": True, # +3 credits / page, pulls full text
},
timeout=30,
)
return r.json().get("documents", [])
def material_risks(company_ticker: str) -> str:
docs = find_filings(f"{company_ticker} 10-K risk factors")
if not docs:
return "No filings found."
primary = docs[0]
msg = claude.messages.create(
model="claude-sonnet-4-6", max_tokens=1024,
messages=[{
"role": "user",
"content": (
f"Extract the top 5 material risks from this 10-K filing.\n"
f"Cite section numbers when present.\n\n"
f"FILING: {primary.get('title')}\n"
f"SOURCE: {primary.get('link')}\n\n"
f"{primary.get('snippet', '')}"
),
}],
)
return msg.content[0].text
print(material_risks("NVDA"))Why SiftQ for this
- ✓document scope is tuned for primary sources — filings, PDFs, official regs
- ✓includeRawContent lets you pass full filings into your LLM (with citation)
- ✓enterprise retention options can be reviewed for legal-sensitive workflows
- ✓EU region for EU/UK regulatory clients
FAQ
Likely questions.
Does this cover SEC filings only, or international too?
Document scope spans SEC, EU regulator filings, IRS publications, and other public primary sources. UK Companies House, Japan EDINET, and similar non-US filings are in roadmap.
Can I get a specific filing by accession number?
Yes — put the accession number directly in the query. Document scope matches exact identifiers efficiently.
How should regulated teams evaluate this?
Regulated workloads need a customer-specific review. Enterprise customers can request security documentation, DPA review, and retention terms by agreement.
Keep reading
Use case
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Give your agent a primitive it can call dozens of times per task.
Use case
Competitive intelligence on demand
Monitor competitors, markets, and signals — programmatically.
Glossary
Web retrieval API
An API that takes a query and returns ranked web documents in a format an LLM can consume.
Glossary
Citation
A link or reference back to the source from which an LLM-generated claim was derived.
Try it on your
real workload.
The free tier covers most prototypes. No credit card.